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Erschienen in: Small Business Economics 3/2018

16.06.2017

How does agency workforce diversity influence Federal R&D funding of minority and women technology entrepreneurs? An analysis of the SBIR and STTR programs, 2001–2011

verfasst von: Amol M. Joshi, Todd M. Inouye, Jeffrey A. Robinson

Erschienen in: Small Business Economics | Ausgabe 3/2018

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Abstract

US Small Business Innovation Research (SBIR) and Small Business Technology Transfer (STTR) programs provide Federal research and development (R&D) grants to technology ventures. We explore how grantor demographic diversity explains why demographically diverse grantees experience different odds for successfully transitioning from initial to follow-on R&D grants. We empirically analyze 52,126 Phase I SBIR/STTR awards granted by 11 Federal agencies (2001–2011). We find a positive association between agency workforce diversity and Phase II funding for Phase I grantees, but minority and women technology entrepreneurs are less likely to receive this funding than their non-minority and male counterparts. Agencies valuing workforce ethnic diversity or leveraging gender homophily positively influence the likelihood of women technology entrepreneurs obtaining Phase II funding. We discuss evidence-based implications for policy and practice.

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Fußnoten
8
SBA SBIR Policy Directive February 24, 2014
 
12
See https://​www.​sbir.​gov/​sbirsearch/​firm/​all for the Award Listing and Company Listing databases. The Annual Reports database is available at https://​www.​sbir.​gov/​awards/​annual-reports.
 
14
For 2001–2009, the OPM’s diversity categories were Black, Hispanic, Asian/Pacific Islander, and Native American. For 2010–2011, the OPM redefined these categories to Black, Hispanic, Asian, American Indian/Alaskan, and Native Hawaiian/Pacific Islander. This re-categorization does not affect our measure, since either set of categories captures the respective percentages of minority or non-White employees in the Federal Agency.
 
18
http://​clustermapping.​us, Institute for Strategy and Competitiveness, Harvard Business School
 
20
A member of our co-author team was an invited participant in a special NASA event held at the team member’s university. With advanced planning and NASA’s permission, our team member scheduled and met individually with appropriate representatives from 8 Research Centers and 2 Mission Directorates.
 
21
The one notable exception in NASA’s demographic diversity is that it does have a sizable Hispanic workforce compared to other large Federal agencies and the overall U.S. government. Most of NASA’s major facilities are located in Florida, Texas, and California, which are states with large Hispanic populations relative to the rest of the U.S. NASA employees attributed the apparent success in recruiting Hispanic employees to the agency’s ability to build long-term relationships with universities located near NASA centers.
 
22
This is also supported by the results of the 2012 Federal Employee Viewpoint Survey. For more details, see: https://​intern.​nasa.​gov/​content/​news/​press-releases/​BPTW13_​CaseStudiesRepor​t.​pdf
 
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Metadaten
Titel
How does agency workforce diversity influence Federal R&D funding of minority and women technology entrepreneurs? An analysis of the SBIR and STTR programs, 2001–2011
verfasst von
Amol M. Joshi
Todd M. Inouye
Jeffrey A. Robinson
Publikationsdatum
16.06.2017
Verlag
Springer US
Erschienen in
Small Business Economics / Ausgabe 3/2018
Print ISSN: 0921-898X
Elektronische ISSN: 1573-0913
DOI
https://doi.org/10.1007/s11187-017-9882-6

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