Skip to main content
Erschienen in: Studies in Comparative International Development 2/2022

16.05.2022

Reconsidering the Rubber Stamp Thesis: A Consolidation Theory of Oil Expropriations and Legislatures in Party-based Autocracies

verfasst von: Paul Schuler, Chad Westerland

Erschienen in: Studies in Comparative International Development | Ausgabe 2/2022

Einloggen

Aktivieren Sie unsere intelligente Suche, um passende Fachinhalte oder Patente zu finden.

search-config
loading …

Abstract

Growing conventional wisdom suggests that authoritarian legislatures prevent oil nationalizations in party-based regimes. However, country scholars and media outlets remain skeptical. We develop a theory aligning with the skeptics. We argue that oil expropriations and legislative closures are endogenous to the process of the consolidation of party-based autocracies. New authoritarian parties close legislatures when they seize power and do not reopen them until they can ensure their dominance of the new legislature, a process abetted by oil expropriations. We test the argument using recently developed cross-case comparative Bayesian qualitative techniques. Evidence shows support for our theory. Our findings suggest that authoritarian legislatures are less constraining in terms of oil nationalizations than new conventional wisdom suggests. Additionally, our evidence points to a different interpretation of the role legislatures play in the evolution of authoritarian regimes.

Sie haben noch keine Lizenz? Dann Informieren Sie sich jetzt über unsere Produkte:

Springer Professional "Wirtschaft+Technik"

Online-Abonnement

Mit Springer Professional "Wirtschaft+Technik" erhalten Sie Zugriff auf:

  • über 102.000 Bücher
  • über 537 Zeitschriften

aus folgenden Fachgebieten:

  • Automobil + Motoren
  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Elektrotechnik + Elektronik
  • Energie + Nachhaltigkeit
  • Finance + Banking
  • Management + Führung
  • Marketing + Vertrieb
  • Maschinenbau + Werkstoffe
  • Versicherung + Risiko

Jetzt Wissensvorsprung sichern!

Springer Professional "Wirtschaft"

Online-Abonnement

Mit Springer Professional "Wirtschaft" erhalten Sie Zugriff auf:

  • über 67.000 Bücher
  • über 340 Zeitschriften

aus folgenden Fachgebieten:

  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Finance + Banking
  • Management + Führung
  • Marketing + Vertrieb
  • Versicherung + Risiko




Jetzt Wissensvorsprung sichern!

Anhänge
Nur mit Berechtigung zugänglich
Fußnoten
1
For example, see: The Economist. “The National People’s Congress: What Makes a Rubber Stamp?” May 5, 2012.
 
2
Consider Fujimori in Peru or Yeltsin in Russia.
 
3
For Humphreys and Jacobs (2015), clues distinguish causal types, not rival theories. Below, we suggest that different theories lead to different distributions of causal types, thus allowing the clues to distinguish between theories with the proper setup.
 
4
All of the models that follow were estimated with the Stan package in R. All model diagnostics suggest no convergence issues.
 
Literatur
Zurück zum Zitat Aksoy D, Carter D, Wright J. Terrorism in dictatorships. J Polit. 2012;67(3):810–26.CrossRef Aksoy D, Carter D, Wright J. Terrorism in dictatorships. J Polit. 2012;67(3):810–26.CrossRef
Zurück zum Zitat Albertus M, Menaldo V. If You’re against them you’re with us: the effect of expropriation on autocratic survival. Comp Polit Stud. 2012;45(8):973–1003.CrossRef Albertus M, Menaldo V. If You’re against them you’re with us: the effect of expropriation on autocratic survival. Comp Polit Stud. 2012;45(8):973–1003.CrossRef
Zurück zum Zitat Boix C. Democracy and Redistribution. Cambridge: Cambridge University Press; 2003.CrossRef Boix C. Democracy and Redistribution. Cambridge: Cambridge University Press; 2003.CrossRef
Zurück zum Zitat Brownlee J. Authoritarianism in an Age of Democratization. Cambridge: Cambridge University Press; 2007.CrossRef Brownlee J. Authoritarianism in an Age of Democratization. Cambridge: Cambridge University Press; 2007.CrossRef
Zurück zum Zitat Buckley J. Simple Bayesian Inference for Qualitative Political Research. Polit Anal. 2004;12(4):386–99.CrossRef Buckley J. Simple Bayesian Inference for Qualitative Political Research. Polit Anal. 2004;12(4):386–99.CrossRef
Zurück zum Zitat Cheibub JA, Gandhi J, Vreeland JR. Democracy and dictatorship revisited. Public Choice 2010;143:67–101. Cheibub JA, Gandhi J, Vreeland JR. Democracy and dictatorship revisited. Public Choice 2010;143:67–101.
Zurück zum Zitat Cox G, McCubbins M. Legislative Leviathan: Party Government in the House. Cambridge: Cambridge University Press; 1993. Cox G, McCubbins M. Legislative Leviathan: Party Government in the House. Cambridge: Cambridge University Press; 1993.
Zurück zum Zitat Desposato S. Legislative Politics in Authoritarian Brazil. Legis Stud Q. 2001;26(2):287–317.CrossRef Desposato S. Legislative Politics in Authoritarian Brazil. Legis Stud Q. 2001;26(2):287–317.CrossRef
Zurück zum Zitat Dimitrov M. Understanding communist collapse and resilience." chapter 1. in why communism didn't collapse: understanding authoritarian regime resilience in Asia and Europe, edited by Martin Dimitrov. New York: Cambridge University Press. 2013. Dimitrov M. Understanding communist collapse and resilience." chapter 1. in why communism didn't collapse: understanding authoritarian regime resilience in Asia and Europe, edited by Martin Dimitrov. New York: Cambridge University Press. 2013.
Zurück zum Zitat Donno D. Elections and democratization in authoritarian regimes. Am J Polit Sci. 2013;57(3):703–16.CrossRef Donno D. Elections and democratization in authoritarian regimes. Am J Polit Sci. 2013;57(3):703–16.CrossRef
Zurück zum Zitat Fairfield T, Charman A. Explicity Bayesian Analysis for Process Tracing: Guidelines, Opportunities, and Caveats. Polit Anal. 2017;25:363–80.CrossRef Fairfield T, Charman A. Explicity Bayesian Analysis for Process Tracing: Guidelines, Opportunities, and Caveats. Polit Anal. 2017;25:363–80.CrossRef
Zurück zum Zitat Frantz E, Kendall-Taylor A, Wright J. Personalization of power and repression in dictatorships. J Polit. 2020;82(1):372–7.CrossRef Frantz E, Kendall-Taylor A, Wright J. Personalization of power and repression in dictatorships. J Polit. 2020;82(1):372–7.CrossRef
Zurück zum Zitat Gandhi J. Political Institutions Under Dictatorship. New York: Cambridge University Press; 2008.CrossRef Gandhi J. Political Institutions Under Dictatorship. New York: Cambridge University Press; 2008.CrossRef
Zurück zum Zitat Gandhi J. Jane LS. Measuring the consolidation of power in non-democracies. J Polit 2020;82(4):545-1558. Gandhi J. Jane LS. Measuring the consolidation of power in non-democracies. J Polit 2020;82(4):545-1558.
Zurück zum Zitat Geddes B. What do we know about democratization after 20 years? Annu Rev Polit Sci. 1999;17:115–44.CrossRef Geddes B. What do we know about democratization after 20 years? Annu Rev Polit Sci. 1999;17:115–44.CrossRef
Zurück zum Zitat Geddes B, Wright J, Frantz E. Autocratic breakdown and regime transition: a new dataset. Perspect Polit. 2014;12(2):313–31.CrossRef Geddes B, Wright J, Frantz E. Autocratic breakdown and regime transition: a new dataset. Perspect Polit. 2014;12(2):313–31.CrossRef
Zurück zum Zitat Geddes B, Wright J, Frantz E. Military rule. Annu Rev Polit Sci. 2014;17:147–62.CrossRef Geddes B, Wright J, Frantz E. Military rule. Annu Rev Polit Sci. 2014;17:147–62.CrossRef
Zurück zum Zitat Geddes B, Wright J, Frantz E. How dictatorships work: power, personalization, and collapse. New York: Cambridge University Press; 2018. Geddes B, Wright J, Frantz E. How dictatorships work: power, personalization, and collapse. New York: Cambridge University Press; 2018.
Zurück zum Zitat Gehlbach S, Keefer P. Investment without democracy: ruling-party institutionalization and credible commitment in autocracies. J Comp Econ. 2011;39(2):123–39. Gehlbach S, Keefer P. Investment without democracy: ruling-party institutionalization and credible commitment in autocracies. J Comp Econ. 2011;39(2):123–39.
Zurück zum Zitat Gill J, Walker L. Elicited Priors for Bayesian Model Specifications in Political Science Research. J Polit. 2005;67(3):841–72.CrossRef Gill J, Walker L. Elicited Priors for Bayesian Model Specifications in Political Science Research. J Polit. 2005;67(3):841–72.CrossRef
Zurück zum Zitat Goertz G. Multimethod Research, Causal Mechanisms, and Case Studies: An Integrated Approach. Princeton, NG: Princeton University Press; 2017.CrossRef Goertz G. Multimethod Research, Causal Mechanisms, and Case Studies: An Integrated Approach. Princeton, NG: Princeton University Press; 2017.CrossRef
Zurück zum Zitat Guriev S, Kolotilin A, Sonin K. Determinants of nationalization in the oil sector: a theory and evidence from panel data. J Law Econ Org. 2011;7(2):301–23.CrossRef Guriev S, Kolotilin A, Sonin K. Determinants of nationalization in the oil sector: a theory and evidence from panel data. J Law Econ Org. 2011;7(2):301–23.CrossRef
Zurück zum Zitat Haber S. Authoritarian government. Chapter 8. in oxford handbook of political economy, edited by Barry Weingast and Donald Wittman. Oxford: Oxford University Press. 2006. Haber S. Authoritarian government. Chapter 8. in oxford handbook of political economy, edited by Barry Weingast and Donald Wittman. Oxford: Oxford University Press. 2006.
Zurück zum Zitat Haggard S, Robert K. Inequality and regime change: democratic transitions and the stability of democratic rule. Am Polit Sci Rev 2012;(106(3):495–516. Haggard S, Robert K. Inequality and regime change: democratic transitions and the stability of democratic rule. Am Polit Sci Rev 2012;(106(3):495–516.
Zurück zum Zitat Herb M. The Wages of Oil: Parliaments and Economic Development in Kuwait and the UAE. Ithaca: Cornell University Press; 2014.CrossRef Herb M. The Wages of Oil: Parliaments and Economic Development in Kuwait and the UAE. Ithaca: Cornell University Press; 2014.CrossRef
Zurück zum Zitat Humphreys M, Jacobs A. Mixing methods: a bayesian approach. Am Polit Sci Rev. 2015;109(4):653–73.CrossRef Humphreys M, Jacobs A. Mixing methods: a bayesian approach. Am Polit Sci Rev. 2015;109(4):653–73.CrossRef
Zurück zum Zitat Ismael TY. The Rise and Fall of the Communist Party of Iraq. New York: Cambridge University Press; 2007.CrossRef Ismael TY. The Rise and Fall of the Communist Party of Iraq. New York: Cambridge University Press; 2007.CrossRef
Zurück zum Zitat Jensen N, Malesky E, Weymouth S. Unbundling the relationship between legislatures and authoritarian risk. Br J Polit Sci. 2014;44(3):655–84.CrossRef Jensen N, Malesky E, Weymouth S. Unbundling the relationship between legislatures and authoritarian risk. Br J Polit Sci. 2014;44(3):655–84.CrossRef
Zurück zum Zitat Kuran T. Now out of never: the element of surprise in the east european revolution. World Polit. 1991;44(1):7–48.CrossRef Kuran T. Now out of never: the element of surprise in the east european revolution. World Polit. 1991;44(1):7–48.CrossRef
Zurück zum Zitat Magaloni B. Voting for Autocracy: Hegemonic Party Survival and its Demise in Mexico. New York: Cambridge University Press; 2006.CrossRef Magaloni B. Voting for Autocracy: Hegemonic Party Survival and its Demise in Mexico. New York: Cambridge University Press; 2006.CrossRef
Zurück zum Zitat Magaloni B, Alberto D-C, Barry W. Tragic brilliance: equilibrium party hegemony in mexico. Unpublished manuscript available at SSRN. 2003. Magaloni B, Alberto D-C, Barry W. Tragic brilliance: equilibrium party hegemony in mexico. Unpublished manuscript available at SSRN. 2003.
Zurück zum Zitat Mahdavi P. Power Grab: Political Survival Through Extractive Resource Nationalization. Cambridge: Cambridge University Press; 2020. Mahdavi P. Power Grab: Political Survival Through Extractive Resource Nationalization. Cambridge: Cambridge University Press; 2020.
Zurück zum Zitat Mahdavi P. Why do leaders nationalize the oil industry? The politics of resource expropriation. Energy Policy. 2014;75:228–43.CrossRef Mahdavi P. Why do leaders nationalize the oil industry? The politics of resource expropriation. Energy Policy. 2014;75:228–43.CrossRef
Zurück zum Zitat Mahoney J. Qualitative Methodology and Comparative Politics. Comp Pol Stud. 2010;40(2):122–44.CrossRef Mahoney J. Qualitative Methodology and Comparative Politics. Comp Pol Stud. 2010;40(2):122–44.CrossRef
Zurück zum Zitat North D, Weingast B. Constitutions and commitment: the evolution of institutions governing public choice in seventeenth-century England. J Econ Hist. 1989;49(4):803–32.CrossRef North D, Weingast B. Constitutions and commitment: the evolution of institutions governing public choice in seventeenth-century England. J Econ Hist. 1989;49(4):803–32.CrossRef
Zurück zum Zitat Pepinsky T. The institutional turn in comparative authoritarianism. Br J Polit Sci. 2014;4(3):631–53. Pepinsky T. The institutional turn in comparative authoritarianism. Br J Polit Sci. 2014;4(3):631–53.
Zurück zum Zitat Rivera M. Authoritarian institutions and state repression: the divergent effects of legislatures and opposition parties on personal integrity rights. J Confl Resolut. 2016;61(10):2183–207.CrossRef Rivera M. Authoritarian institutions and state repression: the divergent effects of legislatures and opposition parties on personal integrity rights. J Confl Resolut. 2016;61(10):2183–207.CrossRef
Zurück zum Zitat Saiegh S. Ruling by Statute: How Uncertainty and Vote Buying Shape Lawmaking. Cambridge: Cambridge University Press; 2011.CrossRef Saiegh S. Ruling by Statute: How Uncertainty and Vote Buying Shape Lawmaking. Cambridge: Cambridge University Press; 2011.CrossRef
Zurück zum Zitat Schedler A, Hoffman B. Communicating Authoritarian Cohesion. Democratization. 2016;23(1):93–117.CrossRef Schedler A, Hoffman B. Communicating Authoritarian Cohesion. Democratization. 2016;23(1):93–117.CrossRef
Zurück zum Zitat Schuler P. United front: projecting solidarity through deliberation in vietnam’s single-party legislature. Palo Alto: Stanford University Press; 2021.CrossRef Schuler P. United front: projecting solidarity through deliberation in vietnam’s single-party legislature. Palo Alto: Stanford University Press; 2021.CrossRef
Zurück zum Zitat Schuler P. Position taking or position ducking? a theory of public debate in single-party legislatures. Comp Polit Stud. 2018. Schuler P. Position taking or position ducking? a theory of public debate in single-party legislatures. Comp Polit Stud. 2018.
Zurück zum Zitat Simpser A. Why Governments and Parties Manipulate Elections: Theory, Practice, and Implications. Cambridge: Cambridge University Press; 2013.CrossRef Simpser A. Why Governments and Parties Manipulate Elections: Theory, Practice, and Implications. Cambridge: Cambridge University Press; 2013.CrossRef
Zurück zum Zitat Slater D. Iron cage in an iron fist: authoritarian institutions and the personalization of power in malaysia. Comp Polit. 2003;36(1):81–101.CrossRef Slater D. Iron cage in an iron fist: authoritarian institutions and the personalization of power in malaysia. Comp Polit. 2003;36(1):81–101.CrossRef
Zurück zum Zitat Svolik M. The Politics of Authoritarian Rule. New York: Cambridge University Press; 2012.CrossRef Svolik M. The Politics of Authoritarian Rule. New York: Cambridge University Press; 2012.CrossRef
Zurück zum Zitat Svolik MW. Which democracies will last? coups, incumbent takeovers, and the dynamic of democratic consolidation. British Journal of Political Science. 2015;45:715–38.CrossRef Svolik MW. Which democracies will last? coups, incumbent takeovers, and the dynamic of democratic consolidation. British Journal of Political Science. 2015;45:715–38.CrossRef
Zurück zum Zitat Truex R. Making Autocracy Work: Representation and Information in China. New York: Cambridge University Press; 2016.CrossRef Truex R. Making Autocracy Work: Representation and Information in China. New York: Cambridge University Press; 2016.CrossRef
Zurück zum Zitat Tsebelis G. Veto Players: How Political Institutions Work. Princeton: Princeton University Press; 2002.CrossRef Tsebelis G. Veto Players: How Political Institutions Work. Princeton: Princeton University Press; 2002.CrossRef
Zurück zum Zitat Warshaw C. The Political Economy of Expropriation and Privatization in the Oil Sector. In: Victor D, Hults D, Thurber M, editors. Oil and Governance: State-owned Enterprises and the World Energy Supply. New York: Cambridge University Press; 2012. p. 35–61. Warshaw C. The Political Economy of Expropriation and Privatization in the Oil Sector. In: Victor D, Hults D, Thurber M, editors. Oil and Governance: State-owned Enterprises and the World Energy Supply. New York: Cambridge University Press; 2012. p. 35–61.
Zurück zum Zitat Weeks J. Strongmen and strawmen: authoritarian regimes and the initiation of international conflict. Am Polit Sci Rev. 2012;106(2):326–47.CrossRef Weeks J. Strongmen and strawmen: authoritarian regimes and the initiation of international conflict. Am Polit Sci Rev. 2012;106(2):326–47.CrossRef
Zurück zum Zitat Wilson MC, Wright J. Autocratic legislatures and expropriation risk. Br J Polit Sci. 2015;47(1):1–17.CrossRef Wilson MC, Wright J. Autocratic legislatures and expropriation risk. Br J Polit Sci. 2015;47(1):1–17.CrossRef
Zurück zum Zitat Woo A, Conrad C. The differential effects of "Democratic” institutions on dissent in dictatorships. J Polit. 2019;81(2):456–70.CrossRef Woo A, Conrad C. The differential effects of "Democratic” institutions on dissent in dictatorships. J Polit. 2019;81(2):456–70.CrossRef
Zurück zum Zitat Wright C. Iraq: New Power in the Middle East. Foreign Aff. 1979;58(2):257–77.CrossRef Wright C. Iraq: New Power in the Middle East. Foreign Aff. 1979;58(2):257–77.CrossRef
Zurück zum Zitat Wright J. Do authoritarian institutions constrain? How legislatures affect growth and investment. Am J Polit Sci. 2008;52(2):322–43.CrossRef Wright J. Do authoritarian institutions constrain? How legislatures affect growth and investment. Am J Polit Sci. 2008;52(2):322–43.CrossRef
Zurück zum Zitat Wright J, Abel E-F. Authoritarian institutions and regime survival: transitions to democracy and subsequent autocracy. Br J Polit Sci. 2012;42(2):83-309. Wright J, Abel E-F. Authoritarian institutions and regime survival: transitions to democracy and subsequent autocracy. Br J Polit Sci. 2012;42(2):83-309.
Metadaten
Titel
Reconsidering the Rubber Stamp Thesis: A Consolidation Theory of Oil Expropriations and Legislatures in Party-based Autocracies
verfasst von
Paul Schuler
Chad Westerland
Publikationsdatum
16.05.2022
Verlag
Springer US
Erschienen in
Studies in Comparative International Development / Ausgabe 2/2022
Print ISSN: 0039-3606
Elektronische ISSN: 1936-6167
DOI
https://doi.org/10.1007/s12116-022-09354-z

Weitere Artikel der Ausgabe 2/2022

Studies in Comparative International Development 2/2022 Zur Ausgabe

EditorialNotes

New Editorial Team

Premium Partner