Bataille’s Political Economy as Challenge to Conceptions of Utility
Although Bataille himself considered his work as an economist (in
La notion de dépense, and
La part Maudite) as his most important work, it has never been taken seriously by economists (with one exception
4). This is easy to understand if one considers the radically different viewpoint Bataille develops. Jean Baudrillard succinctly observed that Bataille ‘attacked the metaphysical principle of the economy’ (Baudrillard
2010, p. 149). Bataille did so by posing a fundamental challenge to the scope of the concept of ‘utility’. The conception of the market economy that informs most contemporary textbooks is based on the assumption that economic agents (be they consumers, producers, employers, employees, etc.) are rational utility maximizers. Such agents maximize the satisfaction of their preferences by weighing up alternative choices, cutting costs, optimizing output with given input, maximizing profit, permanently calculating and optimizing against given parameters or against the changing strategies of competitors in a complex market environment. Moreover, these rational agents save and invest, i.e. they optimize in a context of risk and uncertainty, which implies that they always focus on the future. In Bataille’s description of capitalism, he draws attention to its participants’ pervasive obsession with ‘utility’ (in the more narrow sense of ‘usefulness’). The logic that follows from this obsession dictates that spending should be limited to useful things that will contribute to future benefits. Although this is not Bataille’s wording, we believe that the well-being = wealth metaphor is implicit in the mainstream way of conceiving the economy, or in Bataille’s vocabulary, the ‘restrictive’ economy.
From Bataille’s perspective, most people have come to see the capitalist economy as the pursuit of well-being through wealth (materialistically defined), both in theory and in practice. However, there is, according to Bataille, another not really hidden, but rarely recognized dimension to the economy. A narrow focus on the rational maximization of utility obscures what Bataille sees as the real sources of human motivation and well-being, much of which we could situate at the interface of the consciousness and culture quadrants of Fig.
1 (Cf. supra). Bataille studied anthropology and was aware of the fact that even in archaic civilizations the economy produced much more than people actually needed to survive. This surplus production allowed the ‘sacrificial expenditure’ of resources-including human labour and lives. Surplus resources were often consciously depleted, destroyed, consumed, wasted or squandered without any consideration of utility. One may of course argue that this only occurred in primitive economies like the ones described by anthropologists like Malinowki or by the Jesuits who described the Aztec culture, but not in the contemporary capitalist system. And indeed, Bataille argued that the typical bourgeois in the capitalist economy is characterized by what he calls a ‘servile’ attitude: all decisions are considered in terms of future benefits. Everything is carefully calculated and optimized. However, what ultimately really mattered in primitive economies were precisely those moments when calculation, anticipation of the future and considerations of utility played no part in shaping the behaviour of groups or individuals. Bataille insisted that this is also true of our own time, though it may be harder to recognize or admit. Little wonder that he gave the title ‘Au-delà de l’utile’, (beyond usefulness) to a draft version of ‘
The Accursed Share’—the book in which he developed these ideas. Bataille sees this transgression of what he calls the ‘utility constraint’ as something positive. For him, it is a liberation from servility. He therefore uses the metaphor, ‘sovereignty’ to describe it. For him, there is something almost miraculous and sacred in this disregard of utilitarian constraints. Like a king, people act sometimes as if they were beyond calculation and servility. In this sense, the discursive employment of Bataille’s description of ‘sovereignty’ redefines the root metaphor of well-being = wealth, embracing ‘wealth’ from a general perspective. This would involve a sense of detachment from the cost cutting, optimizing and calculating utility-maximizing attitude of the homo economicus.
The self-avowed objective of Bataille’s theoretical project is a general critique of the ideas that
subordinate human activities to aims different from the
useless consummation (sometimes erroneously translated as consumption
5) of their resources. He wants to destroy those ways of seeing that justify ‘servile forms’ (our translation, Bataille’s italics
1976, p. 10). We should note here that the French word that we translate as ‘consummation’ has the connotation (according to Larousse) of ‘the action of destroying something, progressively or totally, like by fire’. So, the point is not necessarily to consume in a hedonistic way (although hedonism is not systematically absent, even in Bataille’s examples); it is rather that the expenditure or the destruction of the resource serves
no further purpose. It is in that sense that it is a sovereign ‘consummatory’ act. It has a kind of ‘intrinsic’ value—a value in, and of, itself. It neither requires nor submits to utilitarian justification. For Bataille (
1976, p. 11), a system in which everything is compelled to submit to the tyranny of utilitarian calculation, and nothing is ‘sovereign’, is ultimately absurd.
Bataille (
1991) therefore criticizes bourgeois power’s preoccupation with scarcity, productivity, frugality and instrumentality/utility. This concern with utility in capitalist bourgeois societies found a powerful partner in Christianity’s advocacy of hard work and frugality (Taylor
2004, p. 316). Bataille argues that capitalism’s unrelenting utilitarian imperatives effectively forced human beings into servility. The frivolous, useless and dangerous were gradually marginalized and ostracized. A convergence of economic, social, legal and moral power was required to create and sustain this system. Bataille draws our attention to some of the latent tensions in contemporary capitalist societies: male bourgeoisie regularly transgress their own calculative edicts in acts of war and luxurious expenditure. For Bataille, these are essentially consummatory acts of sovereignty. In turning to a prostitute, for instance, the bourgeois man turns to something beyond the systems of usefulness. He luxuriates in a kind of wasteful expenditure, which is an act of consummatory sovereignty inasmuch as it serves no purpose beyond itself. The widespread fascination with the figure of the criminal (consider here the plethora of popular TV shows focused on crime) may also be attributable to its apparent wanton destruction and wasteful expenditure of property and lives. Similarly, the wars of the twentieth century are instances of catastrophic expenditure, which followed the excessive growth and expansion brought about by industrial capitalism. In Dorfman’s (
2002, p. 38) reading of Bataille, ‘Our fantasies, silences and immoralities are products of the limited nature of the real, the articulated and the moral’.
Bataille’s Relevance to Sustainability Debate
Maybe the easiest way to catch the starting point of Bataille’s vision on the economy consists of taking a look at the monthly supplement of the Financial Times with the unapologetic title ‘How to spend it’ (
http://howtospendit.ft.com). In this supplement, you find advertisements for extravagantly expensive watches, yachts, fabulous vacation resorts, private jets, etc. These pages are particularly addressed to people who spend their working day inventing cost-cutting measures, arbitrage on financial markets, investing, optimizing and managing. That is, perfectly ‘servile’ activities. And yet, these people seem fascinated by the idea of spending huge resources just for fun. Bataille (
1976, pp. 248–253) offers a number of other examples of ‘sovereign’ behaviours. He describes driving around in a car, for instance, on what he calls a ‘contemplative journey’. This may be strange nowadays but one has to imagine what it meant in the 1950s to drive around in the French countryside in an act of ‘contemplation’. This activity is completely unrelated to the conventional ‘use’ or ‘usefulness’ of a car. It is not directed towards the future. Instead it is an act of complete presence in the moment without a defined aim (Bataille
1976, p. 253). For Bataille, ‘sovereignty’ is fundamental to being human: to feel free to do or refrain from doing whatever one likes/dislikes, to be completely absorbed in one’s experience of a moment, to remain unperturbed by any particular aim or concern for the future (Bataille
2011, pp. 181–182).
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Bataille’s distinction between a ‘general’ and a ‘restrictive’ economy is helpful in understanding our preoccupation with pecuniary calculation. The ‘restrictive economy’ focuses on the scarcity of resources within a particular system and as such supports the conventional model of rational, utilitarian exchange between profit-maximizing economic agents. Bataille’s alternative notion of a ‘general economy’, however, focuses on the excess of energy (wealth) within a broader economic system. As such, the general economy also encompasses those resources that are available for sovereign consummation within an economic system, including the social, the sexual or the sacred. From this ‘general’ perspective, we may understand ‘poverty’ as the inability to ‘consummate’ the resources that are produced in the economy, rather than the inability of the economy to produce enough resources for ‘consumption’ (Bataille
1991, p. 39). Bataille’s analysis allows us to recognize that the widespread corporate aversion to waste is informed by a ‘restrictive’ economic perspective. From this perspective, the corporation’s agents feel compelled to make productive use of what they perceive as ‘scarce resources’, in order to benefit the corporation and its immediate stakeholders. The scarcity motive enhances and perpetuates the calculative impulse, which operates in the ‘business case’ for sustainability. It mandates that investments always yield measurable financial benefits. It compels individual and corporate actors to rationalize their actions by means of careful cost–benefit analysis.
Typically, the ‘business case for sustainable development’ has to be made convincingly before corporations are prepared to commit themselves to it. Corporations want to see how social investments will translate back into financial gain, which, in turn, can be re-employed in the pursuit of further profit (Margolis and Walsh
2003). The implicit goal in all of this seems to be to avoid ‘waste’.
However, paradoxically, much of the preoccupation with reinvesting the surplus of labour into further growth seems to yield, on the level of the ‘general economy’, even more wasteful consumption of useless goods. As Rehn and O’Doherty (
2007) point out, our contemporary lives are characterized by an endless array of unnecessary products and services. This proliferation of the excessive is indeed the complete opposite of the frugal ‘economization’ of costs, marginal utility and economic rationality (Rehn and O’Doherty
2007, p. 99). In the case of the middle and working class, their ‘waste’ emerges from a desire to become well amidst the complex interplay of individual, collective and systemic dynamics, which make no clear sense from a rational perspective. The fact that this expenditure is ‘useless’ is precisely the point. It is, as Zwier et al. (
2015) describe, a kind of pressure valve, which allows the transformation of energy into growth to continue. Without this excessive release or expenditure, either catastrophically or gloriously, the system cannot continue.
What would it mean to approach sustainable development from the perspective of the ‘general economy’? It amounts to a move away from scarcity and frugality to the acceptance of excess and ‘waste’ as an inevitable part of human society. Though ‘waste’ and ‘expenditure’ are related, there is also a possibility of considering certain types of expenditures as ‘glorious’, rather than catastrophic. Within the context of sustainable development, global interdependencies and growing need, excess may flow towards ‘objective’ need, but it also becomes available for the ‘sovereign’ consummation of ‘subjective’ desires, which allows for glorious expenditure on arts, cultural festivals and science for its own sake, rather than for utility (Zwier et al.
2015, p. 371). Sorensen (
2012, p. 180) points out that Bataille’s analysis of ‘sovereignty’ contains ‘an irreducible and principled opposition between the ‘objective’ needs of the human being as such and the ‘subjective’ desire for sovereignty’. For Bataille, it is important to recognize the important role of this subjective desire in our economic activities. Bataille’s admonitions in this regard may be more important ever as we collectively endeavour to shift towards a more sustainable general economy. He, however, allows us to go beyond criticism to a fundamental assessment of the paradoxes involved in being human.
Bataille’s distinction between ‘objective’ need and ‘subjective’ desire may help us redefine our understanding of ‘well-being’ and, by extension, ‘wealth’. Some researchers have calculated that there would be ample resources to feed and clothe every human being globally, if only the wealthier strata of global populations were willing to forsake certain luxury commodities such as perfume, alcohol and branded designer clothing. This seems to represent a clear-cut, rational case for an alteration of certain consumer behaviour. If people are essentially rational, calculating agents, why do they remain so unaffected by this kind of ‘objective’ calculative logic? The answer is surely that calculations of ‘objective’ need do not give us insight into, or control over, ‘subjective’ human desire.
In Bataille’s political economy, we find an argument for moving away from a calculative economic logic towards an appreciation of the important role of ‘subjective well-being’ in our economic behaviour. From Bataille’s perspective, human beings’ tacit desire for ‘sovereignty’ inadvertently compels them to venture beyond the constraints of the calculable, controllable and predictable. As such, ‘subjective’ desire may hold the key to an alternative conception of ‘wealth’ and, by implication, ‘well-being’. The question, however, remains, how can ‘sovereignty’, i.e. the squandering of energy and resources on unproductive and useless activities be reconciled with responsible stewardship of our planet’s finite resources?
Of course Bataille, like almost all people at that time, assumed unlimited amounts of resources and energy and had no ecological concerns (Cf. Stoekl
2007, p. 39). Prima facie, Bataille’s ideas about purposeless consummation of resources seem at the opposite of sustainable development. But the underlying sense of expenditure is sovereignty, the need to satisfy subjective desire: doing things for their own sake and not in a calculative way, for reasons of future profit. In Bataille’s view, the energy delivered by the sun to biological beings is unlimited. Plants develop in an exuberant way. Animals sometimes expend more energy than they strictly need to survive. In human animals, this excess of energy ultimately ends up in pure expenditure that Bataille qualifies as a ‘consciousness of nothing’, which raises self-consciousness to a higher level (Bataille
1991: p. 190). The possibility of depleting energy (which does not mean oil or something similar, but rather time and effort) to ‘nothing’ is ultimately liberating (Geerts et al.
2014). Within contemporary capitalist societies though, ‘subjective’ desire has come to revolve around the consumption of commodities, but it doesn’t need to be like this. Stoekl (
2007, p. 58) clearly distinguishes Bataille’s expenditure from the consumerist utopia. Expenditure is not about justifying the use 80 million barrels a day of oil, but accepting the ‘wastage’ of human effort and time.
The subjective desire of sovereignty is also present in the social, playful and creative parts of people’s lives. Could we perhaps discard the notion of ‘
homo economicus’ in favour of ‘
homo ecologicus’? That is to say, mankind as ‘playful’ living organisms instead of mankind as rational economic agents (Nodoushani
1999, p. 335). The point is not so much about destroying resources, but about being, like a sovereign, beyond calculation. Gift-giving is just another possibility of a sovereign detached attitude towards resources. Bataille explicitly mentions Marcel Mauss’s famous essay: ‘The Gift. The form and reason for exchange in archaic societies’ as a major influence in the writing of his economic texts.
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In his interpretation of Bataille’s contribution to sustainability discourses, Stoekl (
2007, p. 50) also seems to believe that an embrace of the general economy may indeed serve the sustainability agenda, but not through frugality, restraint or calculation of costs.
8 Instead, Bataille foresees a society that is sustained precisely because of the human collectivity’s capacity for excessive and transgressive expenditure, in which individual energy becomes part of larger energy flows. His vision helps us envisage a world where we cease to rely on fossil fuels and other storable energy resources and instead rely on the sun’s excessive energies and communities’ ability to share it. Zwier et al. (
2015) even argue that a sustainability strategy like the bio-based economy will only succeed if it gives up on the scarcity model that underpins it and embraces the pressure valves of glorious expenditures.
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‘Energy’ is another way of thinking about the ownership of wealth. In a restrictive economy, it is something to be extracted, stored, used, recycled, always ‘productively'. But this comes at a cost to society, both in cultural and in systemic terms, which is often unacknowledged. Banerjee’s (
2011, pp. 325–326) critique of ‘management by extraction’, ‘management by exclusion’ and ‘management by expulsion’ serves to illustrate what is at stake here: when certain natural resources are extracted and boundaries drawn around them, the free flow of energy is disrupted and blocked. For instance, when forests are treated as if they are no more than carbon sinks, their broader significance for local populations—not only as sources of food, livelihood, sources of medicine, housing, but also of culture, society, polity and economy—becomes obscured (Banerjee
2011, p. 326). In other cases, indigenous populations are displaced to make space for infrastructure and energy projects like dams. These forms of ‘containment’ disrupt the flow of energy as wealth within a general economy. More importantly, such restrictive perspectives on energy and the practices that follow in its wake destroy our capacity to live in harmony with nature. If dimensions such as topophilia and solastalgia are important dimensions of well-being, we can see that such actions clearly undermine well-being, but not in a way that is completely calculable. A case in point is the way in which capitalist discourses around private property destroyed native populations’ intimate relationship to the environment (Banerjee
2003). In such instance, the utility of the action is privileged, and the subjective desires, which lie in the interface of the individual and the cultural, are ignored.
Bataille (
1991, p. 31) argues that the ‘utility’ of certain social practices (he for instance discusses lavish gift-giving practices in ancient culture) cannot be calculated, because the criteria by which they are judged are those of social ‘acceptability’. From the perspective of the general economy, some resources must be consummated for people to experience a sense of sovereignty and social stability. In the process, energy seems ‘wasted’, yet subjective desires are fulfilled. We could therefore argue that instead of narrowly reducing ‘development’ to capital growth, it could be opened up to encompass phenomena such as the emergence of a new social structure, the solidification of existing social relations and the protection of beautiful spaces.
10 The goal of these practices is to facilitate the flows of energy and resources within a society, which forms part of the ecosystem, rather than standing outside or against it. The criteria for sustainability projects then relate to their capacity to allow for the forms of cooperation, sharing, and energy circulation. Such practices may seem ‘wasteful’ from a utility point of view, yet they do not deplete energy sources, whether these sources be human, organic or inorganic. In addition, they fulfil certain important subjective desires.
The point of this paper is to illustrate that much of what we do in the area of sustainability may not be productive in terms of monetary outputs and growth. From the perspective proposed by Bataille (
1991, p. 31), sustainability is not ultimately a question of ‘utility’, but one of ‘acceptability’, both in terms of how it facilitates social relationships and in terms of how it facilitates sovereign consummations. Following Bataille’s logic, one could argue that sustainability emerges when social concern, economic concern and the harmony of the natural biosphere are equally essential in broadening our understanding of ‘development’. As such, pursuing ‘sustainable development’, rather than just ‘corporate sustainability’, will require a much more complex analysis of the paradoxes inherent in sustainability. Placing some forms of concern in the service of the calculative rationality of the other makes this impossible. Bataille makes a strong argument that one should approach the problems we face within political economy from the perspective of the ‘general economy’, because the ‘particular’ perspective is always trapped within perceptions of a lack of resources. He illustrates this in terms of the specific problem of poverty (Bataille
2011, p. 65ff). The inequalities in the world make it evident that some nations are in need of exudation, whereas others are in need of growth. Excess should therefore be directed to where growth is needed as a non-reciprocal exudation, a oozing forth that expects no return. The problem, however, is that as long as scarcity exist, at least in the mindset of the ‘restrictive’ economy, the scheme of ‘moral accounting’ will be in place and the question: ‘What can we expect in return?’ will inevitably be posed. There is such a preoccupation with ploughing all excess back into new opportunities for growth that the prospect of non-reciprocal expenditure does not present itself as defensible option. Reinserting a concern for social harmony means grappling with the incalculable. The paradoxes inherent in pursuing both individual autonomy and social relationships, both short-term choice/freedom and long-term respect for nature, defies categorization. It challenges the ‘utility’ that our systems of moral accounting rely on. But if we take it seriously enough, it might make exudation, the oozing forth and the fulfilment of subjective desire possible again—even if, and precisely because—there is no financial benefit associated with it. It would also allow us to integrate the hedonic (the pleasurable), with eudaimonic (the meaningful) as mutually reinforcing aspects of becoming well (Küpers
2005, p. 229).