Skip to main content

2016 | OriginalPaper | Buchkapitel

Urban Resilience Assessment: Multiple Dimensions, Criteria, and Indicators

verfasst von : Ayyoob Sharifi, Yoshiki Yamagata

Erschienen in: Urban Resilience

Verlag: Springer International Publishing

Aktivieren Sie unsere intelligente Suche, um passende Fachinhalte oder Patente zu finden.

search-config
loading …

Abstract

Over the past few years, there has been a proliferation of studies that focus on enhancing resilience of cities against a multitude of man-made and natural disasters. There has also been an increase in the number of frameworks and tools developed for assessing urban resilience. As climate change advances, resilience will become an even more significant topic in the science and policy circles that influence future urban development. Resilience indicators, in particular, will be essential for helping planners and decision makers understand where their communities stand in terms of resilience and develop strategies and action plans for creating more resilient cities. This chapter draws on the extensive literature on urban resilience assessment and provides a set of principles and indicators that can be used for developing an urban resilience assessment tool. Selected indicators cover multiple dimensions of urban resilience. They are divided into five main categories, namely, materials and environmental resources, society and well-being, economy, built environment and infrastructure, and governance and institutions. It is argued that resilience indicators should be used to help planners understand how best to enhance the abilities to plan/prepare for, absorb, recover, and adapt to disruptive events. The chapter concludes with proposing a matrix to relate resilience indicators with the main underlying characteristics of urban resilience that are namely, robustness, stability, flexibility, resourcefulness, redundancy, coordination capacity, diversity, foresight capacity, independence, connectivity, collaboration, agility, adaptability, self-organization, creativity, efficiency, and equity.

Sie haben noch keine Lizenz? Dann Informieren Sie sich jetzt über unsere Produkte:

Springer Professional "Wirtschaft+Technik"

Online-Abonnement

Mit Springer Professional "Wirtschaft+Technik" erhalten Sie Zugriff auf:

  • über 102.000 Bücher
  • über 537 Zeitschriften

aus folgenden Fachgebieten:

  • Automobil + Motoren
  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Elektrotechnik + Elektronik
  • Energie + Nachhaltigkeit
  • Finance + Banking
  • Management + Führung
  • Marketing + Vertrieb
  • Maschinenbau + Werkstoffe
  • Versicherung + Risiko

Jetzt Wissensvorsprung sichern!

Springer Professional "Technik"

Online-Abonnement

Mit Springer Professional "Technik" erhalten Sie Zugriff auf:

  • über 67.000 Bücher
  • über 390 Zeitschriften

aus folgenden Fachgebieten:

  • Automobil + Motoren
  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Elektrotechnik + Elektronik
  • Energie + Nachhaltigkeit
  • Maschinenbau + Werkstoffe




 

Jetzt Wissensvorsprung sichern!

Springer Professional "Wirtschaft"

Online-Abonnement

Mit Springer Professional "Wirtschaft" erhalten Sie Zugriff auf:

  • über 67.000 Bücher
  • über 340 Zeitschriften

aus folgenden Fachgebieten:

  • Bauwesen + Immobilien
  • Business IT + Informatik
  • Finance + Banking
  • Management + Führung
  • Marketing + Vertrieb
  • Versicherung + Risiko




Jetzt Wissensvorsprung sichern!

Literatur
Zurück zum Zitat Arbon, P., Gebbie, K., Cusack, L., Perera, S., & Verdonk, S. (2012). Developing a model and tool to measure community disaster resilience. Adelaide: Torrents Resilience Institute. Arbon, P., Gebbie, K., Cusack, L., Perera, S., & Verdonk, S. (2012). Developing a model and tool to measure community disaster resilience. Adelaide: Torrents Resilience Institute.
Zurück zum Zitat Barkham, R., Brown, K., Parpa, C., Breen, C., Carver, S., & Hooton, C. (2014). Resilient cities: A Grosvenor research report. Grosvenor. Barkham, R., Brown, K., Parpa, C., Breen, C., Carver, S., & Hooton, C. (2014). Resilient cities: A Grosvenor research report. Grosvenor.
Zurück zum Zitat Burton, C. G. (2014). A validation of metrics for community resilience to natural hazards and disasters using the recovery from Hurricane Katrina as a case study. Annals of the Association of American Geographers, 105, 67–86.CrossRef Burton, C. G. (2014). A validation of metrics for community resilience to natural hazards and disasters using the recovery from Hurricane Katrina as a case study. Annals of the Association of American Geographers, 105, 67–86.CrossRef
Zurück zum Zitat CARRI. (2013). Building resilience in America’s communities: observations and implications of the CRS pilots. Community and Regional Resilience Institute. CARRI. (2013). Building resilience in America’s communities: observations and implications of the CRS pilots. Community and Regional Resilience Institute.
Zurück zum Zitat Chandra, A., Acosta, J., Stern, S., Uscher-Pines, L., & Williams, M. V. (2011). Building community resilience to disasters: A way forward to enhance national health security. Rand Corporation. Chandra, A., Acosta, J., Stern, S., Uscher-Pines, L., & Williams, M. V. (2011). Building community resilience to disasters: A way forward to enhance national health security. Rand Corporation.
Zurück zum Zitat Chelleri, L., Waters, J. J., Olazabal, M., & Minucci, G. (2015). Resilience trade-offs: Addressing multiple scales and temporal aspects of urban resilience. Environment and Urbanization, 27, 181–198.CrossRef Chelleri, L., Waters, J. J., Olazabal, M., & Minucci, G. (2015). Resilience trade-offs: Addressing multiple scales and temporal aspects of urban resilience. Environment and Urbanization, 27, 181–198.CrossRef
Zurück zum Zitat Cutter, S. L., Barnes, L., Berry, M., Burton, C. G., Evans, E., Tate, E. C., et al. (2008). Community and regional resilience: Perspectives from hazards, disasters, and emergency management. CARRI Research Report 1 Community and Regional Resilience Institute, Oak Ridge, TN. Cutter, S. L., Barnes, L., Berry, M., Burton, C. G., Evans, E., Tate, E. C., et al. (2008). Community and regional resilience: Perspectives from hazards, disasters, and emergency management. CARRI Research Report 1 Community and Regional Resilience Institute, Oak Ridge, TN.
Zurück zum Zitat Cutter, S. L., Burton, C. G., & Emrich, C. T. (2010). Disaster resilience indicators for benchmarking baseline conditions. Journal of Homeland Security and Emergency Management, 7(1). doi:10.2202/1547-7355.1732 Cutter, S. L., Burton, C. G., & Emrich, C. T. (2010). Disaster resilience indicators for benchmarking baseline conditions. Journal of Homeland Security and Emergency Management, 7(1). doi:10.​2202/​1547-7355.​1732
Zurück zum Zitat Faturechi, R., & Miller-Hooks, E. (2015) Measuring the performance of transportation infrastructure systems in disasters: A comprehensive review. Journal of infrastructure systems, 21(1). Faturechi, R., & Miller-Hooks, E. (2015) Measuring the performance of transportation infrastructure systems in disasters: A comprehensive review. Journal of infrastructure systems, 21(1).
Zurück zum Zitat Fox-Lent, C., Bates, M. E., & Linkov, I. (2015). A matrix approach to community resilience assessment: An illustrative case at Rockaway Peninsula. Environment Systems and Decisions, 35(2), 209–218. doi:10.1007/s10669-015-9555-4 CrossRef Fox-Lent, C., Bates, M. E., & Linkov, I. (2015). A matrix approach to community resilience assessment: An illustrative case at Rockaway Peninsula. Environment Systems and Decisions, 35(2), 209–218. doi:10.​1007/​s10669-015-9555-4 CrossRef
Zurück zum Zitat Frankenberger, T., Mueller, M., Spangler, T., & Alexander, S. (2013). Community resilience: Conceptual framework and measurement feed the future learning Agenda (p. 1). Rockville, MD: Westat. Frankenberger, T., Mueller, M., Spangler, T., & Alexander, S. (2013). Community resilience: Conceptual framework and measurement feed the future learning Agenda (p. 1). Rockville, MD: Westat.
Zurück zum Zitat Gawler, S., & Tiwari, S. (2014). ICLEI ACCCRN PROCESS building urban climate change resilience: A toolkit for local governments. ICLEI South Asia. Gawler, S., & Tiwari, S. (2014). ICLEI ACCCRN PROCESS building urban climate change resilience: A toolkit for local governments. ICLEI South Asia.
Zurück zum Zitat IFRC (2014). IFRC framework for community resilience. International Federation of Red Cross and Red Crescent Societies, Geneva, Switzerland. IFRC (2014). IFRC framework for community resilience. International Federation of Red Cross and Red Crescent Societies, Geneva, Switzerland.
Zurück zum Zitat Khazai, B., Bendimerad, F., Cardona, O. D., Carreno, M. L., Barbat, A. H., & Buton, C. G. (2015). A guide to measuring urban risk resilience: Principles, tools and practice of urban indicators. The Philippines: Earthquakes and Megacities Initiative (EMI). Khazai, B., Bendimerad, F., Cardona, O. D., Carreno, M. L., Barbat, A. H., & Buton, C. G. (2015). A guide to measuring urban risk resilience: Principles, tools and practice of urban indicators. The Philippines: Earthquakes and Megacities Initiative (EMI).
Zurück zum Zitat Miles, S. B., & Chang, S. E. (2011). ResilUS: A community based disaster resilience model. Cartography and Geographic Information Science, 38, 36–51.CrossRef Miles, S. B., & Chang, S. E. (2011). ResilUS: A community based disaster resilience model. Cartography and Geographic Information Science, 38, 36–51.CrossRef
Zurück zum Zitat Morley, P., & Parsons, M. (2015). The Australian Natural Disaster Resilience Index Annual Report 2014. Morley, P., & Parsons, M. (2015). The Australian Natural Disaster Resilience Index Annual Report 2014.
Zurück zum Zitat NIST. (2015a). Community resilience planning guide for buildings and infrastructure systems, volume II. National Institute of Standards and Technology. NIST. (2015a). Community resilience planning guide for buildings and infrastructure systems, volume II. National Institute of Standards and Technology.
Zurück zum Zitat NIST. (2015b). Community resilience planning guide for buildings and infrastructure systems, volume I. National Institute of Standards and Technology. NIST. (2015b). Community resilience planning guide for buildings and infrastructure systems, volume I. National Institute of Standards and Technology.
Zurück zum Zitat Norris, F. H., Stevens, S. P., Pfefferbaum, B., Wyche, K. F., & Pfefferbaum, R. L. (2008). Community resilience as a metaphor, theory, set of capacities, and strategy for disaster readiness. American Journal of Community Psychology, 41, 127–150.CrossRef Norris, F. H., Stevens, S. P., Pfefferbaum, B., Wyche, K. F., & Pfefferbaum, R. L. (2008). Community resilience as a metaphor, theory, set of capacities, and strategy for disaster readiness. American Journal of Community Psychology, 41, 127–150.CrossRef
Zurück zum Zitat Peacock, W. G., Brody, S., Seitz, W., Merrell, W., Vedlitz, A., Zahran, S., et al. (2010). Advancing Resilience of Coastal Localities: Developing, Implementing, and Sustaining the Use of Coastal Resilience Indicators: A Final Report. Hazard Reduction and Recovery Center. Peacock, W. G., Brody, S., Seitz, W., Merrell, W., Vedlitz, A., Zahran, S., et al. (2010). Advancing Resilience of Coastal Localities: Developing, Implementing, and Sustaining the Use of Coastal Resilience Indicators: A Final Report. Hazard Reduction and Recovery Center.
Zurück zum Zitat Pfefferbaum, R., Pfefferbaum, B., & Van Horn, R. (2011). Communities advancing resilience toolkit (CART): The CART integrated system. Oklahoma City, OK: Terrorism and Disaster Center at the University of Oklahoma Health Sciences Center. Pfefferbaum, R., Pfefferbaum, B., & Van Horn, R. (2011). Communities advancing resilience toolkit (CART): The CART integrated system. Oklahoma City, OK: Terrorism and Disaster Center at the University of Oklahoma Health Sciences Center.
Zurück zum Zitat Poland, C. (2009). The resilient city: Defining what San Francisco needs from its seismic mitigation polices. San Francisco, CA, USA: San Francisco Planning and Urban Research Association report. Poland, C. (2009). The resilient city: Defining what San Francisco needs from its seismic mitigation polices. San Francisco, CA, USA: San Francisco Planning and Urban Research Association report.
Zurück zum Zitat Renschler, C., Frazier, A., Arendt, L., Cimellaro, G. P., Reinhorn, A., & Bruneau, M. (2010a). Developing the ‘PEOPLES’ resilience framework for defining and measuring disaster resilience at the community scale. In Proceedings of the 9th US National and 10th Canadian Conference on Earthquake Engineering (9USN/10CCEE) (pp. 25–29), Toronto. Renschler, C., Frazier, A., Arendt, L., Cimellaro, G. P., Reinhorn, A., & Bruneau, M. (2010a). Developing the ‘PEOPLES’ resilience framework for defining and measuring disaster resilience at the community scale. In Proceedings of the 9th US National and 10th Canadian Conference on Earthquake Engineering (9USN/10CCEE) (pp. 25–29), Toronto.
Zurück zum Zitat Renschler, C. S., Frazier, A., Arendt, L., Cimellaro, G. -P., Reinhorn, A. M., & Bruneau, M. (2010b). A framework for defining and measuring resilience at the community scale: The PEOPLES resilience framework. MCEER. Renschler, C. S., Frazier, A., Arendt, L., Cimellaro, G. -P., Reinhorn, A. M., & Bruneau, M. (2010b). A framework for defining and measuring resilience at the community scale: The PEOPLES resilience framework. MCEER.
Zurück zum Zitat Rowcliffe, P., Lewis, M., & Port, A. (2000). The community resilience manual: A resource for rural recovery & renewal. Centre for Community Enterprise. Rowcliffe, P., Lewis, M., & Port, A. (2000). The community resilience manual: A resource for rural recovery & renewal. Centre for Community Enterprise.
Zurück zum Zitat Schwind, K. (2009). Community resilience toolkit: A workshop guide for community resilience planning. Oakland, California: Bay Localize. Schwind, K. (2009). Community resilience toolkit: A workshop guide for community resilience planning. Oakland, California: Bay Localize.
Zurück zum Zitat Sharifi, A., & Yamagata, Y. (2014). Major principles and criteria for development of an urban resilience assessment index. In 2014 International Conference and Utility Exhibition on Green Energy for Sustainable Development (ICUE) (pp. 1–5). IEEE. Sharifi, A., & Yamagata, Y. (2014). Major principles and criteria for development of an urban resilience assessment index. In 2014 International Conference and Utility Exhibition on Green Energy for Sustainable Development (ICUE) (pp. 1–5). IEEE.
Zurück zum Zitat Sherrieb, K., Norris, F. H., & Galea, S. (2010). Measuring capacities for community resilience. Social Indicators Research, 99, 227–247.CrossRef Sherrieb, K., Norris, F. H., & Galea, S. (2010). Measuring capacities for community resilience. Social Indicators Research, 99, 227–247.CrossRef
Zurück zum Zitat Team, A. S. (2010). Community economic resilience index. Birmingham, UK. Team, A. S. (2010). Community economic resilience index. Birmingham, UK.
Zurück zum Zitat THRIVE. (2004). A community approach to address health disparities. In Toolkit for health & resilience in vulnerable environments. Prevention Institute. THRIVE. (2004). A community approach to address health disparities. In Toolkit for health & resilience in vulnerable environments. Prevention Institute.
Zurück zum Zitat TNA. (2012). Disaster resilience: A national imperative. National Academies Press. TNA. (2012). Disaster resilience: A national imperative. National Academies Press.
Zurück zum Zitat TRF. (2014). City resilience index: City resilience framework. The Rockefeller Foundation and ARUP. TRF. (2014). City resilience index: City resilience framework. The Rockefeller Foundation and ARUP.
Zurück zum Zitat Twigg, J. (2009). Characteristics of a disaster-resilient community: A guidance note (version 2). Twigg, J. (2009). Characteristics of a disaster-resilient community: A guidance note (version 2).
Zurück zum Zitat UN/ISDR. (2008). Indicators of progress: Guidance on measuring the reduction of disaster risks and the implementation of the Hyogo framework for action. United Nations. UN/ISDR. (2008). Indicators of progress: Guidance on measuring the reduction of disaster risks and the implementation of the Hyogo framework for action. United Nations.
Zurück zum Zitat UNDP. (2014). Community based resilience analysis (CoBRA): Conceptual framework and methodology. UNDP. (2014). Community based resilience analysis (CoBRA): Conceptual framework and methodology.
Zurück zum Zitat UNISDR. (2014). Disaster resilience scorecard for cities. United Nations Office for Disaster Risk Reduction. UNISDR. (2014). Disaster resilience scorecard for cities. United Nations Office for Disaster Risk Reduction.
Zurück zum Zitat USIOTWSP. (2007). How resilient is your coastal community? A guide for evaluating coastal community resilience to Tsunamis and other hazards. Bangkok, Thailand: U.S. Indian Ocean Tsunami Warning System Program supported by the United States Agency for International Development and Partners. USIOTWSP. (2007). How resilient is your coastal community? A guide for evaluating coastal community resilience to Tsunamis and other hazards. Bangkok, Thailand: U.S. Indian Ocean Tsunami Warning System Program supported by the United States Agency for International Development and Partners.
Zurück zum Zitat White, R. K., Edwards, W. C., Farrar, A., & Plodinec, M. J. (2014). A practical approach to building resilience in America’s communities. American Behavioral Scientist, 59, 200–219.CrossRef White, R. K., Edwards, W. C., Farrar, A., & Plodinec, M. J. (2014). A practical approach to building resilience in America’s communities. American Behavioral Scientist, 59, 200–219.CrossRef
Metadaten
Titel
Urban Resilience Assessment: Multiple Dimensions, Criteria, and Indicators
verfasst von
Ayyoob Sharifi
Yoshiki Yamagata
Copyright-Jahr
2016
DOI
https://doi.org/10.1007/978-3-319-39812-9_13

Neuer Inhalt