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2016 | OriginalPaper | Buchkapitel

6. Climate Change and the Use of Force

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Abstract

The idea of sovereignty in international environmental law encompasses that each state, as part of the international community, has the sole competence to regulate its environmental matters, e.g., regarding land, water, territorial sea, or airspace. However, not all activities carried out on territorial grounds remain there. Some activities, especially the kind producing fumes or gases, may have strong effects on areas beyond national jurisdiction. This chapter covers the described pathways from GHG emission via climate change damage to conflict. In this scenario, the damage caused by climate change instantly violates a conflict relevant norm. This scenario takes place on an interstate level. In this context, the so-called ius ad bellum, which encompasses the regulations of the UN Charter that ban war, is analyzed. Ius ad bellum is better referred to as the ius contra bellum because the UN Charter in its article 2.4 proscribes to refrain in international relations from the use or threat of use of force. International disputes are to be settled peacefully. The prohibition of the use of force is the centerpiece of the UN Charter. Only under very narrow circumstances that resort to force is legal, that is in case of self-defense or when collective action is taken by the UN members. The UN Security Council is the sole organ that may authorize the use of force.
Article 2.4 UN Charter is only applicable to conflicts arising between states. Thus, in this context the behavior of one state and the effects of this behavior has on another state are analyzed. In the context of ius ad bellum, the work scrutinizes whether climate change imposes force on states in the sense of the UN Charter. In order to ascertain this issue, the analysis has to define the term force in international law. The question whether a possible violation of the prohibition of the use of force leads to a right to self-defense of affected states is also approached.

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Fußnoten
1
Anton and Mathew (2005), p. 484.
 
2
Krüger (2009), p. 97.
 
3
Schweisfurth (2006), p. 292.
 
4
Brownlie (2008), p. 732.
 
5
Randelzhofer (2002), p. 117.
 
6
Greenwood (1994), p. 1.
 
7
Ibid.
 
8
Hofmann (2012), p. 411.
 
10
UN Report of the Security Council 1 August 2006–31 July 2007, pp. 26, 27.
 
12
Ibid.
 
13
Ibid.
 
14
Ibid.
 
15
Sonnenfeld (1988), p. 57.
 
16
Ibid., p. 58.
 
17
Malone (2004), p. 238.
 
18
Roscini (2007), pp. 229, 235.
 
19
Randelzhofer (2000), p. 1248. The treaty has never been terminated and is now a valid principle of international law. See also: Shaw (2008), p. 1122.
 
20
Randelzhofer (2000), p. 1248.
 
21
For further reading on the reservations, see: Brownlie (2008), pp. 730, 731.
 
22
Gray (2004), pp. 6, 7, Shaw (2008), p. 1124.
 
23
Randelzhofer (2002), pp. 117 ff.
 
24
Greenwood (1994), p. 1.
 
25
Shaw (2008), p. 1123.
 
26
Ibid.
 
27
Randelzhofer (2002), p. 117.
 
28
Roscini (2010), p. 105.
 
29
Randelzhofer (2000), p. 1249.
 
30
Brownlie (2008), p. 732.
 
31
Shaw (2008), p. 439.
 
32
Aggression refers to aggression of states in the context of this book. Aggression leading to individual responsibility as, e.g., covered by the ILC- Draft Codes of Crimes against Peace and Security of Mankind of 1996 refers to individual responsibility. On this issue, see: Shaw (2008), pp. 671, 672.
 
33
General Assembly resolution 3314 (XXIX), with the Definition of Aggression annexed to it, was adopted on 14 December 1974.
 
34
Explanatory note: In this definition, the term ‘State’ (a) is used without prejudice to questions of recognition or to whether a State is a member of the United Nations and (b) includes the concept of a ‘group of States’ where appropriate.
 
35
Such activity is characterized as an ‘act of aggression’ and not as ‘indirect aggression,’ and the phrase ‘or its substantial involvement therein’ indicates that logistic support is encompassed. See: Brownlie (2008), p. 736.
 
36
Article 4 to the definition of Aggression states: The acts enumerated above are not exhaustive, and the Security Council may determine that other acts constitute aggression under the provisions of the Charter.
 
37
Stone (1977), p. 224.
 
38
On this notion, see: Ibid., pp. 224–246.
 
39
Shaw (2008), p. 4. The system of sanctions is regulated in Chapter VII of the UN Charter.
 
40
Ibid., p. 1240.
 
41
Stone (1977), p. 225.
 
42
Declaration on Principles of International Law Concerning Friendly Relations and Co-operation among States in Accordance with the Charter of the United Nations, 1970-10-24 [GA Res. 2625; 25 UN GAOR Supp. 18 122; 65 AJIL 243 (1971)].
 
43
Shaw (2008), p. 1123.
 
44
Declaration on Principles of International Law Concerning Friendly Relations and Co-operation among States in Accordance with the Charter of the United Nations, 1970-10-24 [GA Res. 2625; 25 UN GAOR Supp. 18 122; 65 AJIL 243 (1971)].
 
45
Declaration on the Inadmissibility of Intervention in the Domestic Affairs of States and the Protection of Their Independence and Sovereignty, 21 December 1965 [GA res. 2131 (XX)].
 
46
Randelzhofer (2002), p. 117.
 
47
The first sentence of article 41 UN Charter stipulates: The Security Council may decide what measures not involving the use of armed force are to be employed to give effect to its decisions, and it may call upon the Members of the United Nations to apply such measures.
 
48
Frowein and Krisch (2002), p. 739.
 
49
Article 42 UN Charter provides: Should the Security Council consider that measures provided for in Article 41 would be inadequate or have proved to be inadequate, it may take such action by air, sea, or land forces as may be necessary to maintain or restore international peace and security.
 
50
Frowein and Krisch (2002), p. 740.
 
51
Repertory of Practice of United Nations Organs Art. 2(1–5), Repertory, Suppl. 4, Vol. I (1966–1969), p. 39, available on: http://​untreaty.​un.​org/​cod/​repertory/​dtSearch/​dtSearch_​Forms/​dtSearch.​html.
 
52
Frowein and Krisch (2002), p. 753.
 
53
See: Ibid.
 
54
Ibid.
 
55
See: Ress (2002), p. 17.
 
56
Kiss and Shelton (2007), p. 268.
 
57
Ibid.
 
58
The court stated: ‘In fact, the cardinal principle of non-use of force in international relations has been the pivotal point of a time-honored legal philosophy that has evolved particularly after the two world wars of the current century. The Charter provisions as well as the Latin American Treaty System have not only developed the concept but strengthened it to the extent that it would stand on its own, even if the Charter and the Treaty basis were held inapplicable in this case. The obvious explanation is that the original customary aspect, which has evolved with the treaty law development has come now to stay and survive as the existing modern concept of international law, whether customary, because of its origins, or ‘a general principle of international law recognized by civilized nations’. The contribution of the Court has been to emphasize the principle of non-use of force as one belonging to the realm of ius cogens and hence as the very cornerstone of the human effort to promote peace in a world torn by strife. Force begets force and aggravates conflicts, embitters relations and endangers peaceful resolution of the dispute.’ See: http://​www.​icj-cij.​org/​docket/​?​sum=​367&​code=​nus&​p1=​3&​p2=​3&​case=​70&​k=​66&​p3=​5.
 
59
Ress (2002), p. 18.
 
60
Ibid.
 
61
Gray (2004), p. 29.
 
62
Ress (2002), p. 15.
 
63
I.e., to interpret a regulation according to its best benefit for the purpose of the treaty or charter.
 
64
Ress (2002), p. 15.
 
65
Sorel and Boré Eveno (2011), p. 808.
 
66
Ibid.
 
67
Ress (2002), p. 16.
 
68
As explained above, an organization can also be a member of the United Nations.
 
69
For the list of member states, see: http://​www.​un.​org/​en/​members/​.
 
70
Anton and Mathew (2005), p. 4.
 
71
Cassese (2005), p. 48.
 
72
Besson (2012), p. 367.
 
73
See: Montevideo Convention on the Rights and Duties of States, Montevideo 26 December 1933, in force 26 December 1934 [165 LNTS 19; 49 Stat 3097], article 1(d). The convention does not speak of sovereignty but of the ‘capacity to enter into relations with the other s.’ See also: Anton and Mathew (2005), p. 4.
 
74
Oppenheim (1992), p. 563. Exceptions to this rule will be discussed in section 2.1.5. Loss of Rights in the International Community.
 
75
Ibid., p. 677.
 
76
Schweisfurth (2006), p. 278.
 
77
Oppenheim (1992), p. 679.
 
78
Jellinek (1900).
 
79
Accordingly, Jellinek’s theory is referred to as ‘Drei-Elemente-Theorie’ in: Jellinek (1900), pp. 394 ff.
 
80
Anton and Mathew (2005), p. 4.
 
81
Besson (2012), p. 372.
 
82
Sands (2003), p. 237.
 
83
For further explanation regarding the terms ‘internal’ and ‘external sovereignty,’ see: Besson (2012), pp. 370, 357 f.
 
84
Marauhn (2007), p. 730.
 
85
Sands (2003), p. 236.
 
86
Ibid., pp. 236, 237. In Resolution 1803 (XVII) (1962) the UN General Assembly stated; ‘the rights of peoples and nations to permanent sovereignty over their natural wealth and resources must be exercised in the interest of their natural development of the well-being of the people of the concerned.’
 
87
Gaines (1989), p. 317.
 
88
Carlson (2009), p. 61.
 
89
Besson (2012), p. 370.
 
90
On this notion, in relation to Atoll Countries, see: Barnet and Adger (2003), p. 327.
 
91
Lansing (1921), pp. 102–103.
 
92
Schweisfurth (2006), p. 355.
 
93
Preamble, Principle 1 No. 9 1970 Declaration on Principles of International Law Concerning Friendly Relations and Co-operation among s in Accordance with the Charter of the United Nations.
 
94
Shaw (2008), p. 1123.
 
95
Ibid.
 
96
Ibid., pp. 1147, 1148.
 
97
Cassese (2005), p. 53.
 
98
Krüger (2009), p. 112.
 
99
See: Military and Paramilitary Activities in and against Nicaragua (Nicaragua v. United States of America), Summary of the Judgment of 27 June 1986, p. 165 paras. 202 to 209, http://​www.​icj-cij.​org/​docket/​?​p1=​3&​p2=​3&​k=​66&​case=​70&​code=​nus&​p3=​5.
 
100
Military and Paramilitary Activities in and against Nicaragua (Nicaragua v. United States of America), Merits, Judgement ICJ Reports 1986, p. 14 at pp. 109–110.
 
101
Besides, human rights may also be infringed. For example, the Universal Declaration of Human Rights states simply that ‘everyone has the right to a nationality’ (Article 15.1) and that ‘no one shall be arbitrarily deprived of his [sic] property’ (Article 17.2); see: Universal Declaration of Human Rights, 1948-12-10 [GA res. 217A (III); UN Doc A/810 at 71 (1948)]. The United Nations Covenant on Civil and Political Rights states that ‘in no case may a people be deprived of its own means of subsistence’ (Article 1.2); see: International Covenant on Civil and Political Rights, New York 1966-12-16, in force 1976-03-23 [GA res. 2200A (XXI), 21 UN GAOR Supp. (No. 16) at 52, UN Doc. A/6316 (1966); 999 UNTS 171; 6 ILM 368 (1967)]. This analysis, however, focuses on the relation of states; thus, the issue of human rights and climate change is only briefly touched upon.
 
102
Wippman (1995–1996), p. 446.
 
103
Biermann and Dingwerth (2004), p. 3.
 
104
Ibid.
 
105
Ibid.
 
106
Ibid., p. 12.
 
107
Aust (2005), p. 40.
 
108
Declaration on the Granting of Independence to Colonial Countries and Peoples, New York 14 December 1960 [1960 UN Yearbook 40; GA res. 1514 (XV), 15 UN GAOR Supp. (No. 16) at 66, UN Doc. A/4684 (1961)].
 
109
Reis (2011), p. 15.
 
110
Ibid.
 
111
E.g., The U.S. American Clean Air Act of 1963 or the German Bundesimmissionsschutzgesetz.
 
112
Article 14.1 GG guarantees property rights, while article 14.2 GG ensures that the use of this right simultaneously serves the public and in order to ensure this expropriation is according to article 14.3 possible under certain circumstances. Similar regulations are incorporated in Article 17 of the Charter of Fundamental Rights of the European Union and also the Universal Declaration of Human Rights refers in article 17 to property rights, however only implying an intervention with these granted rights.
 
113
Sullivan (2008), p. 305.
 
114
Smith and Vivekananda (2007), pp. 21–22.
 
115
Sullivan (2008), p. 305.
 
117
Sanden and Schomerus (2012), p. 35.
 
118
On this notion, see: Kiss and Shelton (2004), p. 27.
 
119
Declaration of the United Nations Conference on the Human Environment, Stockholm done 5 to 16 June 1972.
 
120
Marauhn (2007), p. 729.
 
121
Ibid., p. 730.
 
122
Ibid.
 
123
Ibid., p. 732. Marauhn refers in this context to O. Elias, Regionalism in International Law-making and the Westphalian Legacy, in: Harding (ed.) (1999), p. 25.
 
124
Bering Sea Fur Seals Fisheries Arbitration (Great Britain v. United States), 1898, 1 Moore’s International Arbitration Awards 755, reprinted in 1 I.E.L. Rep. (1999) p. 43 at p. 67; Trail Smelter Arbitration (United States v. Canada), 1938, 1941, 3 RIAA 1907 (1941) p. 4; Lac Lanoux arbitration (France v. Spain), 24 Int’l L. Rep. 101 1957; most importantly the Chernobyl Case (European Parliament v European Council), 1990, ECR I-2041.
 
125
Marauhn (2007), pp. 731, 732.
 
126
Island of Palmas (United States v. The Netherlands), 1928, HCR 2d 83 (1932), p. 196 at p. 839.
 
127
Cassese (2005), p. 484.
 
128
This is confirmed by art. 5.3 General Assembly Resolution 3314 (XXIX) on the Definition of Aggression, stating: ‘no territorial acquisition or special advantage resulting from aggression is or shall be recognized as lawful.’
 
129
Xavier and Soares (2012), p. 622.
 
130
Walsham, IOM (2010), p. 17; Intergovernmental Panel on Climate Change, Climate Change 2007: Impacts, Adaptation and Vulnerability, AR4/WG2 2008, p. 484.
 
131
Oppenheim (1992), p. 717.
 
132
Problems of intent will be analyzed in another part of the book. See, especially, chapters IV–V.
 
133
IPCC TAR (2001), p. 6.
 
134
Ibid.
 
135
See: Ibid., pp. 14, 15.
 
136
Intergovernmental Panel on Climate Change, Climate Change 2007: Synthesis Report, AR4 2008, p. 8. Scientific understanding of the links between climate change and alterations in the frequency, intensity, and duration of extreme events will be assessed in an IPCC Special Report planned for late 2011. See: WMO (2011), p. 16.
 
137
The National Adaptation Programs of Action (NAPAs) provide an important way to prioritize urgent and immediate adaptation needs for least-developed countries (Article 4.9). The NAPAs draw on existing information and community-level input. A database of all NAPA priority adaptation projects sorted by country and sector is available online at the UNFCCC Least Developed Countries (LDC) portal. See: http://​unfccc.​int/​adaptation/​knowledge_​resources/​ldc_​portal/​items/​4751.​php.
 
138
Ministry of Environment and Forest, Government of the People’s Republic of Bangladesh 2005, p. 15.
 
139
WMO (2011), p. 15.
 
144
Schweisfurth (2006), pp. 288–289.
 
145
Oppenheim (1992), pp. 686, 687.
 
146
Shaw (2008), p. 501.
 
147
Hofmann (2012), p. 408.
 
148
Ibid., pp. 408, 409.
 
149
Ibid., p. 417.
 
150
Ibid.
 
151
Krüger (2009), p. 99.
 
152
Hofmann (2012), p. 408.
 
153
Ibid., p. 411.
 
154
This is supported by, e.g., the overall consensus in the international community to not recognize Iraq’s annexation of Kuwait, which was also unanimously declared void by Security Council Resolution 662 (1990).
 
155
Hofmann (2012), p. 412.
 
156
Schweisfurth (2006), p. 291.
 
157
Ibid.
 
158
Hofmann (2012), p. 408.
 
159
See: Fazal (2007), p. 17.
 
160
Hofmann (2012), p. 409. More than half of all states that died reenter the international system in something very close to their original form. See: Fazal (2007), p. 153.
 
162
Soons (1990), pp. 16, 17.
 
163
Rayfus (2009), p. 6.
 
164
Schweisfurth (2006), p. 287.
 
165
Craven (2010), p. 205.
 
166
Sandoz et al. (1987), pp. 391, 392.
 
167
Ibid., p. 392.
 
168
Online Version of the Commentary on the Additional Protocols of 8 June 1977 to the Geneva Conventions of 12 August 1949, Article 35, pp. 216, 217, http://​www.​icrc.​org/​ihl.​nsf/​COM/​470–750044?​OpenDocument.
 
169
Shaw (2008).
 
170
Biermann and Dingwerth (2004), pp. 1, 2.
 
171
Ibid., p. 2.
 
172
Ibid., p. 6.
 
173
As a general introduction to the legal issue, see: Christiansen (2010).
 
174
Homer-Dixon (1994).
 
175
Walsham, IOM (2010), Executive Summary, p. xiii.
 
176
UNHCR’s original mandate does not specifically cover IDPs, but because of the agency’s expertise on displacement, it has for many years been assisting millions of them, more recently through the ‘cluster approach.’ Under this approach, UNHCR has the lead role in overseeing the protection and shelter needs of IDPs as well as coordination and management of camps. For further information on UNHCR’s work regarding IDPs, see: http://​www.​unhcr.​org/​pages/​49c3646c146.​html.
 
177
Homer-Dixon (1994), pp. 21, 23.
 
178
Reuveny (2007), p. 660.
 
179
Ibid.
 
180
Ibid., p. 658.
 
181
Ibid., p. 659.
 
182
Ibid.
 
183
Ibid.
 
184
The Bengali language ‘Bangla’ is constitutional to the State of Bangladesh. Bangladesh is translated with ‘State of the Bangla speaking people.’
 
186
Walsham, IOM (2010), Executive Summary, p. xiii.
 
187
Ibid.
 
190
Ibid.
 
191
IPCC WGI AR5 Summary for Policymakers (2013), p. 19.
 
192
Shaw (2008), p. 1133.
 
193
ICJ Reports 1986, pp. 103, 104.
 
194
Shaw (2008), pp. 1138 ff. For testing of ‘necessity’ and ‘proportionality,’ see the Caroline test, which is authoritative for anticipatory self-defense. See: O’Brien (2002), p. 682. In the case of climate change, self-defense is denied; thus, a resort to force, as a reaction to the threat of climate change, needs to be denied as well.
 
195
IHL needs to be triggered to be applicable; as explained above, this is the case if a violation of article 2.4 UN Charter is evident. On the matter, see: O’Donoghue (2012), p. 116.
 
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Metadaten
Titel
Climate Change and the Use of Force
verfasst von
Silke Marie Christiansen
Copyright-Jahr
2016
DOI
https://doi.org/10.1007/978-3-319-27945-9_6