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2015 | OriginalPaper | Buchkapitel

2. “Prototypical” Optical Absorption Spectra of Phthalocyanines and Their Theoretical Background

verfasst von : Hiroaki Isago

Erschienen in: Optical Spectra of Phthalocyanines and Related Compounds

Verlag: Springer Japan

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Abstract

In this chapter the prototypical optical absorption spectra of metal-free and metallated phthalocyanines and their theoretical background on the basis of some simple molecular orbital (MO) models are described. Comparison of these spectra with those of porphyrins and other related macrocycles with the tetrapyrrol skeleton suggests that (1) the electronic structures of phthalocyanines are similar to those of porphyrins and (2) the structure of their innermost 16-membered ring is very important for understanding their spectra. Starting from the simplest MO model (a “free electron” circulating along the periphery of an ideal cyclic polyene, C16H 16 2- ), the well-known “four-orbital model” is derived without extreme mathematicization but as graphically as possible. The four-orbital model predicts that doubly degenerate LUMOs (lowest unoccupied molecular orbital; eg) and two nearly degenerate HOMOs (highest occupied molecular orbital; a1u and a2u) play a crucial role in determining the spectra of porphyrins and related macrocycles. The appearance of an intense Q band in the spectra of phthalocyanines is interpreted in terms of the disruption of the near degeneracy of the HOMOs. This is due to a higher stability of an a2u orbital than of the a1u counterpart owing to the presence of nitrogen atoms at meso-positions. Magnetic circular dichroism spectroscopy is briefly introduced as a powerful tool to investigate degenerate electronic structures of compounds of high symmetry such as porphyrins and phthalocyanines.

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Fußnoten
1
The “tbpc” is the abbreviation of tetra(tert-butyl)phthalocyaninate dianion (Sect. 1.​2.​2).
 
2
Careful readers may be concerned that the tetrasubstituted phthalocyanines are mixtures of four regioisomers, as determined from the positions of the substituents. This is true. However, it is not important in most cases. One research group has successfully separated four regioisomers of tetrasubstituted phthalocyanines using an HPLC technique; however, they have determined that the difference in their spectral properties is negligible [1].
 
3
The split Soret and Q bands of H2tbpc are attributed to the symmetry-lowering effect based on the presence of imino protons in the cavity, as described in Sect. 2.2.9.
 
4
In this subsection, as the central elements do not play a crucial role, they are not specified in the abbreviations of the macrocyclic compounds.
 
5
The peripheral substituents are omitted for clarity in this discussion.
 
6
In contrast, disruption of the π-conjugation system in the innermost 16-membered ring of phthalocyaninate leads to the disappearance of the characteristic Q band (one or more broad bands are observed in the 400–500 nm region, instead) [4].
 
7
Refer to Sect. 1.​1.​4 for the definitions of HOMO and LUMO.
 
8
Even though there seems to be no red or blue color between neighboring atoms, it may be assumed that a considerable amount of π-cloud is present when the atoms have the same sign (color).
 
9
Note that a nodal plane is present on the molecular plane (because of the nature of the pz orbital) but this is not taken into account here.
 
10
Note that all the ethylene moieties are isolated from the innermost 16-membered ring in a2u by nodes.
 
11
In general, irreducible representations starting with a capital letter stand for a “state”, whereas those starting with a small letter represent MOs.
 
12
This description is rather qualitative and oversimplified. The MO wave function shown in Figs. 2.7 and 2.8 are converted by linear combinations of their complex forms (Eq. 2.7). Readers who are interested in strict, quantitative derivation should refer to the original papers [69].
 
13
For some compounds, e.g., [Zn(pc)], [Mg(pc)], [Li2(pc)] [1921], and some AsV and SbV derivatives [2224], a similar absorption band in the spectral region has been reported but they are considered as an overlap of two bands (B1/B2 bands) on the basis of MCD spectra (Sect. 3.​2.​2.​1).
 
14
With respect to the second vibronic band (612 nm), Mack and Stillman have suggested the presence of an additional nondegenerate electronic (n-π) transition in this spectral region due to the lack of the corresponding band in the fluorescence spectrum [25].
 
15
The convention employed for D2h here is different from that of the global standard, which recommends taking the z-axis (principal axis) in the D2h point group so that it passes through as many atoms as possible (i.e., the z-axis is parallel to the phthalocyanine molecular plane). This is the reason why some studies have shown that the split LUMOs belong to b1g and b2g. However, strictly following the standard convention might lead to unnecessary confusion in comparison with [Zn(Pc)] (D4h), where the z-axis must be its C4 axis and hence is perpendicular to the molecular plane. Therefore, the z-axis for H2Pc has been taken similarly for easier comparison with [Zn(Pc)].
 
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Metadaten
Titel
“Prototypical” Optical Absorption Spectra of Phthalocyanines and Their Theoretical Background
verfasst von
Hiroaki Isago
Copyright-Jahr
2015
Verlag
Springer Japan
DOI
https://doi.org/10.1007/978-4-431-55102-7_2

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